Blog Posts
On Our Radar: Crypto Legislative, Regulatory and Enforcement Roundup
Fast-moving events in the financial markets are underscoring the need for a workable digital asset legislative and regulatory framework. With…
What is the Purpose of Consumer Protection Laws?
Consumer protection laws are designed to protect consumers from deceptive practices and products. These laws help to keep sellers honest…
Spotting and Reporting Romance Scams
Romance scams are a growing concern, as evidenced by The Federal Trade Commission’s report that romance fraud is one of the most…
Understanding NY DFS Rule 504
by Brandi Reynolds, Managing Director Are you a regulated financial institution that operates in New York? If so, it is important…
Requirements for Customer Identification Programs at Financial Institutions
As part of an anti-money laundering (AML) compliance program that meets the requirements set forth by the federal government in…
Bates Group Managing Director Brandi Reynolds Featured in CrossTech Magazine
Bates Group's Brandi Reynolds, CAMS-Audit, CCI, CCCE (Managing Director, BSA/AML Compliance, MSBs, FinTech, and Virtual Assets), is featured in the latest…
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