Blog Posts
BSA Regulatory Implications for Payroll via Digital Currencies
Written by: John Ashley, CIPP/US, CRCMP Consultant with Bates Group, LLC Background The last two years have seen a proliferation…
Finding the Risk in KRIs
Many financial institutions and fintechs of all types have some sort of exception reporting as part of their periodic KRI…
Monitoring or Performing Quality Control on a Function that’s “In-Flight”
Brandi B. Reynolds, CAMS-Audit, CCI, CCCE We’ve all been on one (or both) sides of this equation at some point…
Enhanced Procedures for Issuing Internal Reports
It starts with an audit finding: Assume for this article that you’re a new compliance, AML, or fraud officer who…
Tips and Tricks for Policy and Procedure Development
If your business operations as a money transmitter or another money services business require BSA/AML (Bank Secrecy Act/anti-money laundering) compliance,…
The New Colorado Privacy Law and What it Means to You
On July 7, 2021 the state of Colorado became the third U.S. state to have a comprehensive consumer privacy law,…
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