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Mar 22nd, 2023

On Our Radar: Crypto Legislative, Regulatory and Enforcement Roundup

Fast-moving events in the financial markets are underscoring the need for a workable digital asset legislative and regulatory framework. With…

Mar 13th, 2023

What is the Purpose of Consumer Protection Laws?

Consumer protection laws are designed to protect consumers from deceptive practices and products. These laws help to keep sellers honest…

Feb 14th, 2023

Spotting and Reporting Romance Scams

Romance scams are a growing concern, as evidenced by The Federal Trade Commission’s report that romance fraud is one of the most…

Feb 7th, 2023

Understanding NY DFS Rule 504

by Brandi Reynolds, Managing Director Are you a regulated financial institution that operates in New York? If so, it is important…

Jan 10th, 2023

Requirements for Customer Identification Programs at Financial Institutions 

As part of an anti-money laundering (AML) compliance program that meets the requirements set forth by the federal government in…

Dec 22nd, 2022

Bates Group Managing Director Brandi Reynolds Featured in CrossTech Magazine

Bates Group's Brandi Reynolds, CAMS-Audit, CCI, CCCE (Managing Director, BSA/AML Compliance, MSBs, FinTech, and Virtual Assets), is featured in the latest…

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