In the News



Apr 9th, 2024

Managing the Privacy Function in a Financial Institution

The management of the Privacy function in any financial institution is a multifaceted endeavor involving multiple departments and…

Apr 2nd, 2024

Common Examination Criticisms of the “BSA Officer”

In last month’s article about banking Fintechs, we introduced three areas of a BSA/AML Programs that are frequently…

Apr 1st, 2024

March 2024 Monthly Recap

Consumer Response Annual Report This comprehensive annual report delves into the grievances lodged by consumers with the Consumer…

Mar 15th, 2024

AI Inventory and Risk Assessment: What a Financial Institution Risk Officer Needs…

Managers at financial institutions must conduct a detailed inventory of AI usage to grasp the associated risks. This…

Mar 1st, 2024

Attending ETH in Denver?

Planning to be at ETH in Denver? Amidst the engaging workshops, enlightening talks, and vibrant panels, John Ashley,…

Feb 29th, 2024

February 2024 Monthly Recap

Sixteen Firms to Pay More Than $81 Million Combined to Settle Charges for Widespread Recordkeeping Failures The SEC…

contact us

Please fill out all fields marked with* and submit the following form to
request your consultation.

Contact Us Today

Please fill out all fields marked with * and submit the following form to request your consultation.

  • This field is for validation purposes and should be left unchanged.