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Jul 22nd, 2022

Bates Group LLC Expands its National MSB, FinTech, and Cryptocurrency Practice

Bates Group is expanding its national MSB, FinTech, and Cryptocurrency Practice with the addition of three leading Money Services Business industry professionals — including AML…

Jul 22nd, 2022

Money Transfer Firm Ping Express Admits to AML Violations

A Texas money transfer company has pleaded guilty to federal charges that it failed to adequately maintain an anti-money laundering (AML) program, letting $167 million…

Apr 12th, 2022

What Are the Penalties for BSA Noncompliance? 

The Bank Secrecy Act (BSA) establishes program, recording, and reporting requirements for banks and money-handling institutions. Developed to mitigate money laundering and terrorist financing, BSA…

Mar 29th, 2022

Common Types of AML Breaches 

For money-service businesses throughout the country, maintaining AML compliance is a critical part of business operations and meeting federal regulations. At Bates Group, we know…

Oct 20th, 2021

BSA Regulatory Implications for Payroll via Digital Currencies

Written by: John Ashley, CIPP/US, CRCMP Consultant with Bates Group, LLC Background The last two years have seen a proliferation in mainstream acceptance of digital…

Sep 21st, 2021

Enhanced Procedures for Issuing Internal Reports

It starts with an audit finding: Assume for this article that you’re a new compliance, AML, or fraud officer who joined the company about three…

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